DECEMBER 2009 December 8, 2009 K&L Gates –
Investment Management Training Seminar LOCATION: K&L
Gates Office – New York City 599 Lexington Avenue, New York, NY PRICE: Complimentary
Registration, Seating Limited Agenda: http://www.klgates.com/files/upload/2009_IM_seminar_NY_agenda.pdf REGISTER ONLINE
AT: http://www.klgates.com/FCWSite/event_forms/registration_IM_seminar_2009.asp December 9, 2009 FIRMA/ABA - Reg R
Explained: Where Every Fiduciary Organization Must Be Now TIME: 2:00
PM – 3:30 PM, EST LOCATION: Telephone
Briefing PRICE: $225
ABA/FIRMA/Service Member $355 Non-Member http://www.aba.com/teleweb/tb120909b.htm December 11, 2009 Corporate
Compliance Seminars: Best Practices –
Internal Control and Sarbanes-Oxley Compliance Seminar LOCATION: Dolce
Basking Ridge, New Jersey PRICE: $650
per attendee http://www.compliance-seminars.com/ic-sox-comp.asp#upcoming_seminars DLA Piper Private Equity Leaders
Forum 2009 – Buying a Failed Bank: Opportunities and Pitfalls TIME: 1:30 -
7:00PM ET LOCATION: DLA Piper, New
York City PRICE: Free http://www.privateequityleadersforum.com/ December 16, 2009 FINRA Webinar Series -
Compliance Considerations for Social Networking Sites TIME: 1:30
– 2:30 PM, EST PRICE: $50
– FINRA Member $100
– Non-member http://www.finra.org/Industry/Education/OnlineLearning/Webinars/P119385 Ascendant Compliance
Roundtable Network - Regulatory Initiatives in 2009 LOCATION: Online PRICE: $195
Individual Session $390
Two Ascendant ComplianceCasts $695
Four Ascendant ComplianceCasts http://www.ascendantcompliance.com/online_training.html Corporate
Compliance Seminars: Best Practices –
Internal Control and Sarbanes-Oxley Compliance Seminar LOCATION: Audimation
Services, Inc. 1250
Wood Branch Park Drive, Suite 480 Houston,
TX PRICE: $650
per attendee http://www.compliance-seminars.com/ic-sox-comp.asp#upcoming_seminars December 17,
2009 Corporate
Compliance Seminars: Sarbanes-Oxley
Compliance for the External Auditor Seminar LOCATION: Lakeway
Resort and Spa Lakeway,
Texas PRICE: $650
per attendee http://www.compliance-seminars.com/SOX-for-CPA.asp#upcoming_seminars Corporate
Compliance Seminars: U.S. GAAP to IRFS
Conversion – Preparing for the Change Seminar LOCATION: Lakeway
Resort and Spa Lakeway,
TX PRICE: $650
per attendee http://www.compliance-seminars.com/ifrs-conv.asp#upcoming_seminars December 18, 2009 Corporate
Compliance Seminars: Best Practices –
Internal Control and Sarbanes-Oxley Compliance Seminar LOCATION: Lakeway
Resort and Spa Lakeway,
TX PRICE: $650
per attendee http://www.compliance-seminars.com/ic-sox-comp.asp#upcoming_seminars JANUARY 2010 January 18, 2010 Corporate
Compliance Seminars: Best Practices –
Internal Control and Sarbanes-Oxley Compliance Seminar LOCATION: Dolce
– 200 Edenvale Avenue San
Jose, California PRICE: $650
per attendee http://www.compliance-seminars.com/ic-sox-comp.asp#upcoming_seminars Corporate
Compliance Seminars: Sarbanes-Oxley
Compliance for the External Auditor Seminar LOCATION: Dolce
– 200 Edenvale Avenue San
Jose, California PRICE: $650
per attendee http://www.compliance-seminars.com/SOX-for-CPA.asp#upcoming_seminars January 19-21, 2010 Corporate
Compliance Seminars: Leveraging SOX Compliance
Using SEC Management Guidance and Auditing Standards LOCATION: Dolce
– 200 Edenvale Avenue San
Jose, California PRICE: $2,400
per attendee http://www.compliance-seminars.com/lev-stand-5.asp January 20, 2010 FINRA Webinar Series -
Enterprise-wide Anti-Money Laundering TIME: 1:30
– 2:30 PM, EST PRICE: $50
– FINRA Member $100
– Non-member http://www.finra.org/Industry/Education/OnlineLearning/Webinars/P120315 January 22, 2010 Corporate
Compliance Seminars: U.S. GAAP to IRFS
Conversion – Preparing for the Change Seminar LOCATION: Dolce
– 200 Edenvale Avenue San
Jose, California PRICE: $650
per attendee http://www.compliance-seminars.com/ifrs-conv.asp#upcoming_seminars January 25, 2010 Corporate
Compliance Seminars: Best Practices –
Internal Control and Sarbanes-Oxley Compliance Seminar LOCATION: Dolce
Atlanta Peachtree
City, Georgia PRICE: $650
per attendee http://www.compliance-seminars.com/ic-sox-comp.asp#upcoming_seminars Corporate
Compliance Seminars: Sarbanes-Oxley
Compliance for the External Auditor Seminar LOCATION: Dolce
Atlanta Peachtree
City, Georgia PRICE: $650
per attendee http://www.compliance-seminars.com/SOX-for-CPA.asp#upcoming_seminars January 26-28, 2010 Corporate
Compliance Seminars: Leveraging SOX
Compliance Using SEC Management Guidance and Auditing Standards LOCATION: Dolce
Atlanta Peachtree
City, Georgia PRICE: $2,400
per attendee http://www.compliance-seminars.com/lev-stand-5.asp January 29, 2010 Corporate
Compliance Seminars: U.S. GAAP to IRFS Conversion
– Preparing for the Change Seminar LOCATION: Dolce
Atlanta Peachtree
City, Georgia PRICE: $650
per attendee http://www.compliance-seminars.com/ifrs-conv.asp#upcoming_seminars FEBRUARY 2010 February 4, 2010 ABA 2010 Trust and
Estate Planning Telephone Briefing Series - Planning Under New Estate Tax
Legislation TIME: 01:00
PM - 03:00 PM Eastern 12:00 PM - 02:00 PM
Central 11:00 AM - 01:00 PM
Mountain 10:00 AM - 12:00 PM
Pacific PRICE: $255
per telephone briefing - ABA/FIRMA/Service Member Site License Fee $385 per telephone briefing – Non-Member Site
License Fee\ http://www.aba.com/teleweb/tb2010TandEPSeries.htm February 17, 2010 FINRA Webinar Series -
Branch Office Examinations and Inspections TIME: 1:30
– 2:30 PM, EST PRICE: $50
– FINRA Member $100
– Non-member http://www.finra.org/Industry/Education/OnlineLearning/Webinars/P120316 MARCH 2010 March 4, 2010 ABA 2010 Trust and
Estate Planning Telephone Briefing Series - Current Issues Facing Fiduciaries
in the Investment of Assets TIME: 01:00
PM - 03:00 PM Eastern 12:00 PM - 02:00 PM
Central 11:00 AM - 01:00 PM
Mountain 10:00 AM - 12:00 PM
Pacific PRICE: $255
per telephone briefing - ABA/FIRMA/Service Member Site License Fee $385 per telephone briefing – Non-Member Site
License Fee http://www.aba.com/teleweb/tb2010TandEPSeries.htm March 7-8, 2009 ABA Wealth Management
and Trust Conference LOCATION: Arizona
Biltmore Phoenix,
AZ PRICE: Registration
Type: Primary
Rate Spouse/Guest
Rate Early ABA Member/Service Member/CTFA
(by 12/14/09) $1090 $125 ABA Member Team Discount
* $1090 $125 Non-Member $1685 $125 http://www.aba.com/Events/WMT.htm?cid=wmtc&eid=10wmtc091105a1 March 17, 2010 FINRA Webinar Series -
FINRA 2010 Examination Priorities TIME: 1:30
– 2:30 PM, EST PRICE: $50
– FINRA Member $100
– Non-member http://www.finra.org/Industry/Education/OnlineLearning/Webinars/P120317 March 29, 2010 Corporate
Compliance Seminars: Best Practices –
Internal Control and Sarbanes-Oxley Compliance Seminar LOCATION: Fremont
Hotel and Casino Las
Vegas, Nevada PRICE: $650
per attendee http://www.compliance-seminars.com/ic-sox-comp.asp#upcoming_seminars Corporate
Compliance Seminars: Sarbanes-Oxley
Compliance for the External Auditor Seminar LOCATION: Fremont
Hotel and Casino Las
Vegas, Nevada PRICE: $650
per attendee http://www.compliance-seminars.com/SOX-for-CPA.asp#upcoming_seminars March 30-April 1, 2010 Corporate
Compliance Seminars: Leveraging SOX
Compliance Using SEC Management Guidance and Auditing Standards LOCATION: Fremont
Hotel and Casino Las
Vegas, Nevada PRICE: $2,400
per attendee http://www.compliance-seminars.com/lev-stand-5.asp APRIL 2010 April 1, 2010 ABA 2010 Trust and
Estate Planning Telephone Briefing Series - Succession Issues for Closely Held
Businesses & the Important Roles Trustees Can Play TIME: 01:00
PM - 03:00 PM Eastern 12:00 PM - 02:00 PM
Central 11:00 AM - 01:00 PM
Mountain 10:00 AM - 12:00 PM
Pacific PRICE: $255
per telephone briefing - ABA/FIRMA/Service Member Site License Fee $385 per telephone briefing – Non-Member Site
License Fee http://www.aba.com/teleweb/tb2010TandEPSeries.htm April 2, 2010 Corporate Compliance
Seminars: U.S. GAAP to IRFS Conversion –
Preparing for the Change Seminar LOCATION: Fremont
Hotel and Casino Las
Vegas, Nevada PRICE: $650
per attendee http://www.compliance-seminars.com/ifrs-conv.asp#upcoming_seminars April 28-30, 2010 ABA Risk Management
Forum LOCATION: Renaissance
Vinoy St. Petersburg, FL PRICE: Early
Bird Rates in effect until February 17, 2010** Registration
Type Primary
Rate Spouse/Guest
Rate Early
ABA Member/Service
Member $990 $125 ABA
Member Team Discount
* $990 $125 Non-Member $1585 $125 https://www.aba.com/events/riskmanagement.htm?cid=rmf&eid=10rmf090909pro MAY 2010 May 3, 2010 Corporate
Compliance Seminars: Best Practices –
Internal Control and Sarbanes-Oxley Compliance Seminar LOCATION: Dolce
Basking Ridge Basking
Ridge, New Jersey PRICE: $650
per attendee http://www.compliance-seminars.com/ic-sox-comp.asp#upcoming_seminars Corporate
Compliance Seminars: Sarbanes-Oxley
Compliance for the External Auditor Seminar LOCATION: Dolce
Basking Ridge Basking
Ridge, New Jersey PRICE: $650
per attendee http://www.compliance-seminars.com/SOX-for-CPA.asp#upcoming_seminars May 4-6, 2010 Corporate
Compliance Seminars: Leveraging SOX
Compliance Using SEC Management Guidance and Auditing Standards LOCATION: Dolce
Basking Ridge Basking
Ridge, New Jersey PRICE: $2,400
per attendee http://www.compliance-seminars.com/lev-stand-5.asp May 5-7, 2010 FI360 National Conference DATE:
May 5 – 7, 2010 LOCATION: JW
Marriott Orlando Grande Lakes Orlando, Florida PRICE, register by: Member
Non-Member October 19,
2009-November 30, 2009 $750
$950 December 1,
2009-February 28, 2010 $850
$1,050 March 1, 2010-May 5,
2010 $950
$1,150 http://www.fi360.com/main/conference.jsp May 6, 2010 ABA 2010 Trust and
Estate Planning Telephone Briefing Series - Current Trends in Fiduciary Litigation
& the Steps Trustees Can Take to Minimize Their Exposure TIME: 01:00
PM - 03:00 PM Eastern 12:00 PM - 02:00 PM
Central 11:00 AM - 01:00 PM
Mountain 10:00 AM - 12:00 PM
Pacific PRICE: $255
per telephone briefing - ABA/FIRMA/Service Member Site License Fee $385 per telephone briefing – Non-Member Site
License Fee http://www.aba.com/teleweb/tb2010TandEPSeries.htm May 7, 2010 Corporate
Compliance Seminars: U.S. GAAP to IRFS
Conversion – Preparing for the Change Seminar LOCATION: Dolce
Basking Ridge Basking
Ridge, New Jersey PRICE: $650
per attendee http://www.compliance-seminars.com/ifrs-conv.asp#upcoming_seminars JUNE 2010 June 3, 2010 ABA 2010 Trust and
Estate Planning Telephone Briefing Series - The New Uniform Power of Attorney
Act & its Impact on Fiduciaries TIME: 01:00
PM - 03:00 PM Eastern 12:00 PM - 02:00 PM
Central 11:00 AM - 01:00 PM
Mountain 10:00 AM - 12:00 PM
Pacific PRICE: $255
per telephone briefing - ABA/FIRMA/Service Member Site License Fee $385 per telephone briefing – Non-Member Site
License Fee http://www.aba.com/teleweb/tb2010TandEPSeries.htm June 14, 2010 Corporate
Compliance Seminars: Best Practices –
Internal Control and Sarbanes-Oxley Compliance Seminar LOCATION: 222
S. Riverside Plaza Chicago,
Illinois PRICE: $650
per attendee http://www.compliance-seminars.com/ic-sox-comp.asp#upcoming_seminars Corporate
Compliance Seminars: Sarbanes-Oxley
Compliance for the External Auditor Seminar LOCATION: 222
S. Riverside Plaza Chicago,
Illinois PRICE: $650
per attendee http://www.compliance-seminars.com/SOX-for-CPA.asp#upcoming_seminars June 15-17, 2010 Corporate
Compliance Seminars: Leveraging SOX
Compliance Using SEC Management Guidance and Auditing Standards LOCATION: 222
S. Riverside Plaza Chicago,
Illinois PRICE: $2,400
per attendee http://www.compliance-seminars.com/lev-stand-5.asp June 18, 2010 Corporate
Compliance Seminars: U.S. GAAP to IRFS
Conversion – Preparing for the Change Seminar LOCATION: 222
S. Riverside Plaza Chicago,
IL PRICE: $650
per attendee http://www.compliance-seminars.com/ifrs-conv.asp#upcoming_seminars JULY
2010 July 12, 2010 Corporate
Compliance Seminars: Best Practices –
Internal Control and Sarbanes-Oxley Compliance Seminar LOCATION: Aspen
Meadows Resort Aspen,
Colorado PRICE: $650
per attendee http://www.compliance-seminars.com/ic-sox-comp.asp#upcoming_seminars Corporate
Compliance Seminars: Sarbanes-Oxley
Compliance for the External Auditor Seminar LOCATION: Aspen
Meadows Resort Aspen,
Colorado PRICE: $650
per attendee http://www.compliance-seminars.com/SOX-for-CPA.asp#upcoming_seminars July 13-15, 2010 Corporate
Compliance Seminars: Leveraging SOX
Compliance Using SEC Management Guidance and Auditing Standards LOCATION: Aspen
Meadows Resort Aspen,
Colorado PRICE: $2,400
per attendee http://www.compliance-seminars.com/lev-stand-5.asp July 16, 2010 Corporate
Compliance Seminars: U.S. GAAP to IRFS
Conversion – Preparing for the Change Seminar LOCATION: Aspen
Meadows Resort Aspen,
Colorado PRICE: $650
per attendee http://www.compliance-seminars.com/ifrs-conv.asp#upcoming_seminars AUGUST
2010 August 16, 2010 Corporate
Compliance Seminars: Best Practices –
Internal Control and Sarbanes-Oxley Compliance Seminar LOCATION: Dolce
Oak Ridge Chaska,
Minnesota PRICE: $650
per attendee http://www.compliance-seminars.com/ic-sox-comp.asp#upcoming_seminars Corporate
Compliance Seminars: Sarbanes-Oxley
Compliance for the External Auditor Seminar LOCATION: Dolce
Oak Ridge Chaska,
MN PRICE: $650
per attendee http://www.compliance-seminars.com/SOX-for-CPA.asp#upcoming_seminars August 17-19, 2010 Corporate
Compliance Seminars: Leveraging SOX
Compliance Using SEC Management Guidance and Auditing Standards LOCATION: Dolce
Oak Ridge Chaska,
MN PRICE: $2,400
per attendee http://www.compliance-seminars.com/lev-stand-5.asp August 20, 2010 Corporate
Compliance Seminars: U.S. GAAP to IRFS
Conversion – Preparing for the Change Seminar LOCATION: Dolce
Oak Ridge Chaska,
MN PRICE: $650
per attendee http://www.compliance-seminars.com/ifrs-conv.asp#upcoming_seminars SEPTEMBER 2010 September 2, 2010 ABA 2010 Trust and
Estate Planning Telephone Briefing Series - The Ins & Outs of Discretionary
Distributions TIME: 01:00
PM - 03:00 PM Eastern 12:00 PM - 02:00 PM
Central 11:00 AM - 01:00 PM
Mountain 10:00 AM - 12:00 PM
Pacific PRICE: $255
per telephone briefing - ABA/FIRMA/Service Member Site License Fee $385 per telephone briefing – Non-Member Site
License Fee http://www.aba.com/teleweb/tb2010TandEPSeries.htm September 20, 2010 Corporate
Compliance Seminars: Best Practices –
Internal Control and Sarbanes-Oxley Compliance Seminar LOCATION: The
Bolger Center Potomac,
Maryland PRICE: $650
per attendee http://www.compliance-seminars.com/ic-sox-comp.asp#upcoming_seminars Corporate Compliance Seminars: Sarbanes-Oxley Compliance for the External
Auditor Seminar LOCATION: The
Bolger Center Potomac,
Maryland PRICE: $650
per attendee http://www.compliance-seminars.com/SOX-for-CPA.asp#upcoming_seminars September 21-23, 2010 Corporate
Compliance Seminars: Leveraging SOX
Compliance Using SEC Management Guidance and Auditing Standards LOCATION: The
Bolger Center Potomac,
Maryland PRICE: $2,400
per attendee http://www.compliance-seminars.com/lev-stand-5.asp September 24, 2010 Corporate
Compliance Seminars: U.S. GAAP to IRFS
Conversion – Preparing for the Change Seminar LOCATION: The
Bolger Center Potomac,
MD PRICE: $650
per attendee http://www.compliance-seminars.com/ifrs-conv.asp#upcoming_seminars OCTOBER 2010 October 7, 2010 ABA 2010 Trust and
Estate Planning Telephone Briefing Series - So You Thought that the Trust was
Irrevocable – Effective Ways to Preserve Flexibility in an Irrevocable Document TIME: 01:00
PM - 03:00 PM Eastern 12:00 PM - 02:00 PM
Central 11:00 AM - 01:00 PM
Mountain 10:00 AM - 12:00 PM
Pacific PRICE: $255
per telephone briefing - ABA/FIRMA/Service Member Site License Fee $385 per telephone briefing – Non-Member Site
License Fee http://www.aba.com/teleweb/tb2010TandEPSeries.htm NOVEMBER 2010 November 4, 2010 ABA 2010 Trust and
Estate Planning Telephone Briefing Series – Effective Strategies for Making
Gifts TIME: 01:00
PM - 03:00 PM Eastern 12:00 PM - 02:00 PM
Central 11:00 AM - 01:00 PM
Mountain 10:00 AM - 12:00 PM
Pacific PRICE: $255
per telephone briefing - ABA/FIRMA/Service Member Site License Fee $385 per telephone briefing – Non-Member Site
License Fee http://www.aba.com/teleweb/tb2010TandEPSeries.htm DECEMBER 2010 December 2, 2010 ABA 2010 Trust and
Estate Planning Telephone Briefing Series - Recent Developments in Estate
Planning TIME: 01:00
PM - 03:00 PM Eastern 12:00 PM - 02:00 PM
Central 11:00 AM - 01:00 PM
Mountain 10:00 AM - 12:00 PM
Pacific PRICE: $255
per telephone briefing - ABA/FIRMA/Service Member Site License Fee $385 per telephone briefing – Non-Member Site
License Fee http://www.aba.com/teleweb/tb2010TandEPSeries.htm
Event: Anti-Corruption & FCPA Compliance China Summit
Date: 19 - 21 May 2009
Venue: The Regent Beijing, China
Website: www.AntiCorrptionChina.com
Posted by: Ben Shek | March 25, 2009 at 02:15 AM
Event: Shareholder Notice and Access Symposium
Date: October 5 - 7, 2009
Venue: The Hyatt Regency O'Hare, Chicago
Website: http://www.insightforums.com/snas2009.php
Overview: Public companies today have both compelling reasons and tremendous opportunities to reduce the costs of their shareholder communications while simultaneously delivering more value to their shareholders. The Shareholder Notice and Access Symposium (SNAS) is an exclusive forum dedicated to helping investor relations and shareholder communications professionals achieve these twin goals, equipping them to balance cost and service, and gain additional benefits in the form of environmental stewardship and improved brand equity.
Keynote presentation from William Lutz, Deputy Director of the SEC Office of Interactive Communications on "The Coming Revolution in Shareholder Communications."
Posted by: Elizabeth Gooding | April 15, 2009 at 01:08 PM